Federal Regulators Investigate 10 States for Brokers Selling Improperly Structured Notes

Federal Regulators Investigate 10 States for Brokers Selling Improperly Structured Notes

Financial Regulators in 10 states including Florida, Texas, New Hampshire and Missouri, are examining whether brokers improperly sold structured notes; securities that package debt with derivatives which are typically offered…

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Rogue Trader Arrested over $2 Billion Loss at Swiss Bank

Rogue Trader Arrested over $2 Billion Loss at Swiss Bank

A trader for the Swiss bank UBS has been arrested by police in the UK on suspicion of fraud in connection with an alleged rogue trading incident worth an estimated…

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